Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Winters | 5929907 | 2 | 06/09/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Miguel Angel Aponte | 4525636 | 1 | 10/19/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Leah Heredia | 5375844 | 1 | 02/09/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Rustin Lee Haines | 7381500 | 1 | 01/05/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey W Kiser | 2542338 | 2 | 09/27/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Frederick James Hogsett | 4029685 | 2 | 05/13/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Victor M Salcido | 4250519 | 4 | 04/10/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Matthew Meger | 6199270 | 2 | 03/01/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Butler | 7813374 | 2 | 01/05/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tracy Lee Calzaretta | 3060931 | 5 | 06/14/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |