Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donna Rita Rice | 2118397 | 1 | 11/21/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dorene Beth Neumann | 6468061 | 3 | 08/07/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Pamela Elaine Gabrish | 5997631 | 1 | 01/23/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Aaron Raeford | 2486720 | 1 | 10/08/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Seth Matthew Monroe | 5438491 | 3 | 07/17/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dianne A Blackwood | 4621733 | 1 | 02/15/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Burkes | 4165284 | 1 | 01/09/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Gerald Heber | 6754406 | 1 | 11/07/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Barbara Ann Wooden | 4921913 | 2 | 09/01/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Louis Vela | 1417186 | 3 | 04/29/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |