Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Basil Noel Najjar | 5297406 | 1 | 03/29/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Douglas Brennan | 3091951 | 1 | 05/10/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Patrick Duffy | 2198330 | 2 | 04/26/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tanesha Spratling | 6992232 | 2 | 10/25/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michelle Kimberly Kelly | 6398484 | 2 | 12/18/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Donna Rita Rice | 2118397 | 1 | 11/21/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dorene Beth Neumann | 6468061 | 3 | 08/07/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Pamela Elaine Harris | 5997631 | 1 | 01/23/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Aaron Raeford | 2486720 | 1 | 10/08/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard MacCiola | 4716848 | 2 | 07/19/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |