Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Lee Piper | 1562141 | 3 | 11/01/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nick Lamb | 1382320 | 1 | 10/13/2002 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Richard Lester Griffin | 1069608 | 2 | 10/11/2002 | Customer Dispute | Denied | $28,852.30 | $0.00 | See FINRA Report |
| Cory Lynn Roshau | 2214763 | 3 | 10/11/2002 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Andrew James McCarroll | 2818054 | 1 | 09/19/2002 | Customer Dispute | Denied | $11,881.50 | $0.00 | See FINRA Report |
| Edwin Gonzalez | 2719600 | 5 | 09/09/2002 | Customer Dispute | Denied | $47,406.80 | $0.00 | See FINRA Report |
| Ricardo Sanchez | 2341541 | 6 | 08/28/2002 | Customer Dispute | Denied | $70,778.00 | $0.00 | See FINRA Report |
| Michael Geddie Landrum | 2069457 | 1 | 08/26/2002 | Customer Dispute | Denied | $65,000.00 | $0.00 | See FINRA Report |
| Robert John Sokorai | 2886442 | 2 | 07/24/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Vincent Rutowski | 2556358 | 1 | 07/10/2002 | Customer Dispute | Denied | $32,000.00 | $0.00 | See FINRA Report |