Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Alan Coston Barber | 2662570 | 1 | 03/17/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
David Parke | 3099330 | 3 | 03/11/2003 | Customer Dispute | Denied | $15,073.60 | $0.00 | See FINRA Report |
Kurt Alan Pfuhl | 2002595 | 1 | 03/06/2003 | Customer Dispute | Denied | $23,088.00 | $0.00 | See FINRA Report |
David Wayne Rabenold | 2322718 | 4 | 02/12/2003 | Customer Dispute | Denied | $26,000.00 | $0.00 | See FINRA Report |
Michael Daniel Nobles | 2741422 | 1 | 02/03/2003 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
Juan Jesus Barrios | 1414417 | 1 | 01/05/2003 | Customer Dispute | Denied | $10,229.00 | $0.00 | See FINRA Report |
Clayton Thomas Ferguson | 1766973 | 1 | 12/27/2002 | Customer Dispute | Denied | $30,071.40 | $0.00 | See FINRA Report |
Lisa N Anderson | 2648655 | 1 | 12/18/2002 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
James Henry Poole | 1946120 | 1 | 11/14/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Susie Alexandra Vajtay | 1520580 | 1 | 11/12/2002 | Customer Dispute | Denied | $32,771.00 | $0.00 | See FINRA Report |