Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gerry Diaz | 2587380 | 2 | 05/24/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Barry Michael Bellwood | 1333474 | 1 | 11/16/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Maurice Shipp | 1728834 | 2 | 11/03/2005 | Customer Dispute | Denied | $74,283.00 | $0.00 | See FINRA Report |
| Michael Learun Charles | 1338965 | 1 | 11/01/2005 | Customer Dispute | Denied | $8,596.23 | $0.00 | See FINRA Report |
| Ketan Indulal Parekh | 2442308 | 1 | 10/28/2005 | Customer Dispute | Denied | $7,720.00 | $0.00 | See FINRA Report |
| Brenda Joy Immink | 2465815 | 1 | 09/20/2005 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Marylinda Panasko | 1421414 | 1 | 04/28/2005 | Customer Dispute | Denied | $18,214.80 | $0.00 | See FINRA Report |
| Terry Lee Mentink | 1628828 | 3 | 03/30/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Deepak R Shah | 2503014 | 6 | 02/01/2005 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Sean Lee Murphy | 1967346 | 2 | 12/14/2004 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |