Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ubaid Gibson | 3106878 | 1 | 10/17/2008 | Customer Dispute | Denied | $7,006.42 | $0.00 | See FINRA Report |
| Steven Jan Hecht | 1285014 | 3 | 05/27/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Douglas Earl Gentry | 1958376 | 1 | 03/07/2008 | Customer Dispute | Denied | $5,805.00 | $0.00 | See FINRA Report |
| Francis Scott Toohey | 1312425 | 2 | 12/19/2007 | Customer Dispute | Denied | $5,646.00 | $0.00 | See FINRA Report |
| Scott John Fletcher | 1784223 | 1 | 06/08/2007 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Deepak R Shah | 2503014 | 6 | 12/06/2006 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Jorge A Ramirez Rios | 1914348 | 2 | 12/04/2006 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Jatinder Kumar Bajaj | 1850365 | 1 | 11/07/2006 | Customer Dispute | Denied | $3,253.00 | $0.00 | See FINRA Report |
| Gurpreet Kaur-Singh | 2409031 | 3 | 08/28/2006 | Customer Dispute | Denied | $9,088.00 | $0.00 | See FINRA Report |
| David Donnellan Reynolds | 4511663 | 1 | 06/09/2006 | Customer Dispute | Denied | $5,408.00 | $0.00 | See FINRA Report |