Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Allen David Vela | 2560988 | 1 | 01/08/2010 | Customer Dispute | Denied | $47,612.70 | $0.00 | See FINRA Report |
| Mark Alan Hiatt | 1853334 | 2 | 03/31/2009 | Customer Dispute | Denied | $62,000.00 | $0.00 | See FINRA Report |
| William H Dycus | 1925283 | 2 | 03/25/2009 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Donald Joseph Oliphant | 2065228 | 2 | 02/12/2009 | Customer Dispute | Denied | $80,766.10 | $0.00 | See FINRA Report |
| Victoria Leonard | 1630322 | 2 | 01/22/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Cynthia Fay Spinning | 5033218 | 1 | 11/18/2008 | Customer Dispute | Denied | $5,250.00 | $0.00 | See FINRA Report |
| Willie Albert Norman | 2624726 | 7 | 11/05/2008 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Ubaid Gibson | 3106878 | 1 | 10/17/2008 | Customer Dispute | Denied | $7,006.42 | $0.00 | See FINRA Report |
| Steven Jan Hecht | 1285014 | 3 | 05/27/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Douglas Earl Gentry | 1958376 | 1 | 03/07/2008 | Customer Dispute | Denied | $5,805.00 | $0.00 | See FINRA Report |