Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Eugene Huggins | 1202276 | 2 | 05/03/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Aletha Anne Farrell | 3203600 | 3 | 03/01/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Henry Devine | 2511132 | 1 | 01/24/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Jonathon Mercadel | 2491622 | 1 | 05/04/2017 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Jason McCory Laxton | 2692596 | 6 | 11/23/2015 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| John Michael Degeorge | 1888628 | 1 | 10/15/2015 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| David Charles Terrian | 2333949 | 1 | 08/13/2012 | Customer Dispute | Denied | $603.66 | $0.00 | See FINRA Report |
| Seth Matthew Monroe | 5438491 | 3 | 04/25/2012 | Customer Dispute | Denied | $500.00 | $0.00 | See FINRA Report |
| John Love | 2342563 | 1 | 07/13/2011 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| Randy Allan Norman | 1128167 | 1 | 12/09/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |