Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Lee Piper | 1562141 | 3 | 07/08/2002 | Customer Dispute | Denied | $17,582.00 | $0.00 | See FINRA Report |
| Thomas Alton Dickens | 1177750 | 1 | 06/28/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert John Sokorai | 2886442 | 2 | 06/27/2002 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Robert George Williams | 1108711 | 3 | 05/03/2002 | Customer Dispute | Denied | $6,500.00 | $0.00 | See FINRA Report |
| James Lee Hardin | 1154908 | 1 | 02/20/2002 | Customer Dispute | Denied | $28,912.00 | $0.00 | See FINRA Report |
| Tressie Richmond Woods | 2038203 | 1 | 02/15/2002 | Customer Dispute | Denied | $10,507.00 | $0.00 | See FINRA Report |
| Cornelius Lee Painter | 2543484 | 4 | 01/17/2002 | Customer Dispute | Denied | $34,902.80 | $0.00 | See FINRA Report |
| David Lemmon Grosshans | 1905063 | 2 | 08/13/2001 | Customer Dispute | Denied | $18,900.00 | $0.00 | See FINRA Report |
| Steven Abraham Haiser | 2680342 | 1 | 05/10/2001 | Customer Dispute | Denied | $6,887.30 | $0.00 | See FINRA Report |
| Ricardo Sanchez | 2341541 | 6 | 03/27/2001 | Customer Dispute | Denied | $117,000.00 | $0.00 | See FINRA Report |