Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Garland Minter | 1726214 | 2 | 06/07/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Donald McKillican | 4285479 | 2 | 05/22/2018 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Dawn Rachelle Watson | 6059317 | 1 | 05/22/2018 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Dhruba Raj Giri | 5777452 | 2 | 05/07/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary Eugene Huggins | 1202276 | 2 | 05/03/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen C Powers | 2048630 | 1 | 05/03/2018 | Customer Dispute | Closed-No Action | $204,638.00 | $0.00 | See FINRA Report |
| Lesley Renee Cortez | 4779349 | 1 | 04/19/2018 | Customer Dispute | Settled | $9,835.13 | $0.00 | See FINRA Report |
| Dataram Narain | 2497478 | 2 | 04/19/2018 | Customer Dispute | Settled | $2,600.00 | $0.00 | See FINRA Report |
| Kevin Longino Rojas | 2045412 | 4 | 03/30/2018 | Customer Dispute | Settled | $11,815.00 | $0.00 | See FINRA Report |
| Aletha Anne Farrell | 3203600 | 3 | 03/01/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |