Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leandro Luis Garcia Munoz | 6247470 | 1 | 07/24/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ronald Allen Mims | 1945590 | 5 | 04/22/2019 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Alexander Pankow | 2886763 | 1 | 04/18/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Steven Harold Glaeser | 1157063 | 1 | 04/18/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Coney Darrell Bryan | 1421124 | 2 | 04/14/2019 | Customer Dispute | Settled | $151,266.00 | $0.00 | See FINRA Report |
| Blanca Iris Moreno-Gonzalez | 2071752 | 1 | 04/12/2019 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Harjinder Singh Sohal | 2839146 | 1 | 03/18/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Reeves Hicks | 1437007 | 3 | 03/17/2019 | Customer Dispute | Settled | $6,600.00 | $0.00 | See FINRA Report |
| Michael Henry Broderick | 2418658 | 1 | 03/15/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dale R Giddings | 6007688 | 1 | 03/01/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |