Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Phil Donahue | 1206346 | 4 | 11/30/2020 | Customer Dispute | Settled | $131,884.00 | $0.00 | See FINRA Report |
| Ashley Myles Upson | 5231420 | 3 | 10/09/2020 | Customer Dispute | Closed-No Action | $3,200.00 | $0.00 | See FINRA Report |
| Rubbe Cesar | 2305550 | 1 | 07/29/2020 | Customer Dispute | Closed-No Action | $6,595.21 | $0.00 | See FINRA Report |
| Paul Linn Woodard | 2496392 | 1 | 06/29/2020 | Customer Dispute | Closed-No Action | $41,000.00 | $0.00 | See FINRA Report |
| Edward Eugene Colley | 1395769 | 1 | 06/05/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Crandall Craigen | 5650639 | 2 | 05/07/2020 | Customer Dispute | Denied | $112,545.00 | $0.00 | See FINRA Report |
| Ronald Allen Mims | 1945590 | 5 | 09/10/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Curtis Wine | 1337155 | 2 | 08/29/2019 | Customer Dispute | Settled | $8,700.00 | $0.00 | See FINRA Report |
| Christina Marie Johnson | 1588619 | 1 | 08/14/2019 | Customer Dispute | Closed-No Action | $24,669.00 | $0.00 | See FINRA Report |
| Brantley Jay Vogt | 4609512 | 1 | 07/26/2019 | Customer Dispute | Settled | $8,400.00 | $0.00 | See FINRA Report |