Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey J Castolene | 2149354 | 2 | 01/14/2000 | Customer Dispute | Withdrawn | $20,205.00 | $0.00 | See FINRA Report |
| Elizabeth Rebecca Hitchcock | 1094311 | 3 | 12/02/1999 | Customer Dispute | Settled | $37,255.00 | $0.00 | See FINRA Report |
| Elizabeth Rebecca Hitchcock | 1094311 | 3 | 02/24/1999 | Customer Dispute | Settled | $79,266.00 | $0.00 | See FINRA Report |
| Randy Lowell Peterson | 2588947 | 1 | 06/08/1998 | Customer Dispute | Settled | $28,488.00 | $0.00 | See FINRA Report |
| Gregory Blair Fitzpatrick | 209148 | 2 | 01/07/1998 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |
| Nicholas Louis Keating | 1234118 | 2 | 05/16/1997 | Customer Dispute | Pending | $16,697.00 | $0.00 | See FINRA Report |
| Ricky Ray Ezell | 1177730 | 1 | 03/12/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Vasile O Panait | 1600772 | 1 | 06/03/1991 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Peter William Campbell | 705813 | 3 | 08/11/1986 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| David Howard Siegel | 702395 | 1 | 12/15/1981 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |