Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jack Alan Sapolsky | 1338925 | 15 | 01/09/2001 | Customer Dispute | Settled | $44,910.20 | $0.00 | See FINRA Report |
| Eric Garcia | 3249459 | 1 | 10/17/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Allison Boyce Plutt | 1628784 | 1 | 07/05/2000 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| George Emerson Riley | 2075153 | 5 | 05/15/2000 | Customer Dispute | Settled | $20,413.40 | $0.00 | See FINRA Report |
| Anne Marie Manfredi Baxter | 1265636 | 1 | 04/26/2000 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Naomi Marie Farley Stiekes | 1039933 | 1 | 04/21/2000 | Customer Dispute | Settled | $13,000.00 | $0.00 | See FINRA Report |
| David Wayne Rabenold | 2322718 | 4 | 03/29/2000 | Customer Dispute | Settled | $7,582.00 | $0.00 | See FINRA Report |
| James Michael Lockhart | 2686713 | 9 | 03/03/2000 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Larry Eugene Norton | 1765551 | 3 | 03/02/2000 | Customer Dispute | Settled | $11,196.00 | $0.00 | See FINRA Report |
| Jo Ann Efsaif Morgan | 2810516 | 1 | 01/24/2000 | Customer Dispute | Settled | $91,633.00 | $0.00 | See FINRA Report |