Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leo Konrad Spanner | 2796751 | 1 | 07/13/2001 | Customer Dispute | Settled | $4,500.00 | $0.00 | See FINRA Report |
| Iva Walker Mallory | 2270760 | 2 | 07/11/2001 | Customer Dispute | Pending | $35,000.00 | $0.00 | See FINRA Report |
| David Curtis Wine | 1337155 | 2 | 05/16/2001 | Customer Dispute | Closed-No Action | $20,836.00 | $0.00 | See FINRA Report |
| Steven Abraham Haiser | 2680342 | 1 | 05/10/2001 | Customer Dispute | Denied | $6,887.30 | $0.00 | See FINRA Report |
| Tiffany Noreen Thorne | 2720535 | 1 | 04/17/2001 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Beth Anne McKinney | 2615856 | 1 | 04/16/2001 | Customer Dispute | Settled | $33,470.00 | $0.00 | See FINRA Report |
| Ricardo Sanchez | 2341541 | 6 | 03/27/2001 | Customer Dispute | Denied | $117,000.00 | $0.00 | See FINRA Report |
| Ricardo Sanchez | 2341541 | 6 | 03/27/2001 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Michael Todd Burke | 2678156 | 1 | 03/09/2001 | Customer Dispute | Settled | $29,516.10 | $0.00 | See FINRA Report |
| Kenneth Dale Hughes | 1433331 | 1 | 02/15/2001 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |