Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Arthur Ellinger | 1234433 | 1 | 12/04/2001 | Customer Dispute | Settled | $25,359.30 | $0.00 | See FINRA Report |
| Jack Alan Sapolsky | 1338925 | 15 | 12/03/2001 | Customer Dispute | Settled | $6,000.00 | $0.00 | See FINRA Report |
| Peter William Campbell | 705813 | 3 | 11/13/2001 | Customer Dispute | Closed-No Action | $400,000.00 | $0.00 | See FINRA Report |
| Raymond Stanley Krutz | 870280 | 2 | 09/13/2001 | Customer Dispute | Settled | $64,723.00 | $0.00 | See FINRA Report |
| Miguel Rico Fiel | 2014347 | 2 | 09/07/2001 | Customer Dispute | Closed-No Action | $43,289.00 | $0.00 | See FINRA Report |
| Jack Alan Sapolsky | 1338925 | 15 | 09/07/2001 | Customer Dispute | Settled | $35,955.20 | $0.00 | See FINRA Report |
| Edward Paul Jones | 1037393 | 2 | 09/04/2001 | Customer Dispute | Settled | $7,700.00 | $0.00 | See FINRA Report |
| Delbert L McCaslin | 1360580 | 1 | 08/17/2001 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| David Lemmon Grosshans | 1905063 | 2 | 08/13/2001 | Customer Dispute | Denied | $18,900.00 | $0.00 | See FINRA Report |
| Bennie Abraham Herrera | 2521281 | 1 | 07/27/2001 | Customer Dispute | Settled | $31,634.80 | $0.00 | See FINRA Report |