Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Alton Dickens | 1177750 | 1 | 06/28/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert John Sokorai | 2886442 | 2 | 06/27/2002 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Delbert Jesse Letourneau | 2511549 | 1 | 06/26/2002 | Customer Dispute | Settled | $12,311.00 | $0.00 | See FINRA Report |
| Rowan McClendon | 1241515 | 2 | 06/20/2002 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| William Brian Bajakian | 2125212 | 1 | 05/15/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert George Williams | 1108711 | 3 | 05/03/2002 | Customer Dispute | Denied | $6,500.00 | $0.00 | See FINRA Report |
| Rosemary Lang Harris | 2700398 | 1 | 05/01/2002 | Customer Dispute | Settled | $39,000.00 | $0.00 | See FINRA Report |
| Jeannine Suzzanne Martin | 2361060 | 1 | 04/15/2002 | Customer Dispute | Pending | $2,800.00 | $0.00 | See FINRA Report |
| Glayde S Larsen | 1214380 | 1 | 04/12/2002 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
| David Wayne Rabenold | 2322718 | 4 | 03/25/2002 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |