Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ricardo Sanchez | 2341541 | 6 | 08/28/2002 | Customer Dispute | Denied | $70,778.00 | $0.00 | See FINRA Report |
| Michael Geddie Landrum | 2069457 | 1 | 08/26/2002 | Customer Dispute | Denied | $65,000.00 | $0.00 | See FINRA Report |
| Ricardo Garcia Lugo | 2016495 | 1 | 07/31/2002 | Customer Dispute | Closed-No Action | $18,000.90 | $0.00 | See FINRA Report |
| Robert John Sokorai | 2886442 | 2 | 07/24/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ronald Paul Weber | 1587345 | 2 | 07/23/2002 | Customer Dispute | Settled | $15,152.80 | $0.00 | See FINRA Report |
| Shirley A Weber | 4101454 | 1 | 07/20/2002 | Customer Dispute | Settled | $220,000.00 | $0.00 | See FINRA Report |
| Daniel Paul Ehlert | 1348828 | 1 | 07/10/2002 | Customer Dispute | Settled | $17,002.10 | $0.00 | See FINRA Report |
| Joseph Vincent Rutowski | 2556358 | 1 | 07/10/2002 | Customer Dispute | Denied | $32,000.00 | $0.00 | See FINRA Report |
| Richard Lee Piper | 1562141 | 3 | 07/08/2002 | Customer Dispute | Denied | $17,582.00 | $0.00 | See FINRA Report |
| Donald Wayne Ford | 2227442 | 1 | 07/03/2002 | Customer Dispute | Settled | $5,175.73 | $0.00 | See FINRA Report |