Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Wade Shaw | 1610713 | 1 | 11/05/2002 | Customer Dispute | Settled | $5,299.00 | $0.00 | See FINRA Report |
| Richard Lee Piper | 1562141 | 3 | 11/01/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Vishnu Persaud | 2956682 | 1 | 10/16/2002 | Customer Dispute | Settled | $23,944.00 | $0.00 | See FINRA Report |
| Nick Lamb | 1382320 | 1 | 10/13/2002 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Richard Lester Griffin | 1069608 | 2 | 10/11/2002 | Customer Dispute | Denied | $28,852.30 | $0.00 | See FINRA Report |
| Cory Lynn Roshau | 2214763 | 3 | 10/11/2002 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Keith Chappelle | 1062104 | 1 | 09/20/2002 | Customer Dispute | Settled | $46,000.00 | $0.00 | See FINRA Report |
| Andrew James McCarroll | 2818054 | 1 | 09/19/2002 | Customer Dispute | Denied | $11,881.50 | $0.00 | See FINRA Report |
| Peter William Campbell | 705813 | 3 | 09/10/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Edwin Gonzalez | 2719600 | 5 | 09/09/2002 | Customer Dispute | Denied | $47,406.80 | $0.00 | See FINRA Report |