Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Terrill Knighton | 2311217 | 4 | 04/04/2003 | Customer Dispute | Pending | $8,000.00 | $0.00 | See FINRA Report |
Bruce Andrew Hauman | 1344864 | 1 | 03/31/2003 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
Alan Coston Barber | 2662570 | 1 | 03/17/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
David Parke | 3099330 | 3 | 03/11/2003 | Customer Dispute | Denied | $15,073.60 | $0.00 | See FINRA Report |
Robert Kenneth Kubala | 1977732 | 1 | 03/10/2003 | Customer Dispute | Settled | $16,089.30 | $0.00 | See FINRA Report |
Willie Albert Norman | 2624726 | 7 | 03/07/2003 | Customer Dispute | Closed-No Action | $7,364.00 | $0.00 | See FINRA Report |
Kurt Alan Pfuhl | 2002595 | 1 | 03/06/2003 | Customer Dispute | Denied | $23,088.00 | $0.00 | See FINRA Report |
David Wayne Rabenold | 2322718 | 4 | 02/12/2003 | Customer Dispute | Denied | $26,000.00 | $0.00 | See FINRA Report |
Lee Gordon Krabill | 1238755 | 1 | 02/03/2003 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
Michael Daniel Nobles | 2741422 | 1 | 02/03/2003 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |