Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Benjamin Cain Terry | 2783064 | 1 | 07/08/2003 | Customer Dispute | Settled | $40,272.00 | $0.00 | See FINRA Report |
Sean Lee Murphy | 1967346 | 2 | 06/27/2003 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
Nestor Dorian White | 1926850 | 1 | 06/25/2003 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |
Llewellyn Anthony Way | 2633960 | 1 | 06/23/2003 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
David Daniel Gilbert | 2956316 | 1 | 05/21/2003 | Customer Dispute | Settled | $13,000.00 | $0.00 | See FINRA Report |
Melvin Leroy Jones | 1800835 | 5 | 05/08/2003 | Customer Dispute | Denied | $5,317.20 | $0.00 | See FINRA Report |
Peter Thomas Coules | 2256476 | 5 | 05/05/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Michael Christopher Bidolli | 2217009 | 1 | 04/25/2003 | Customer Dispute | Denied | $5,548.00 | $0.00 | See FINRA Report |
Raymond Stanley Krutz | 870280 | 2 | 04/16/2003 | Customer Dispute | Settled | $68,282.10 | $0.00 | See FINRA Report |
Deepak R Shah | 2503014 | 6 | 04/14/2003 | Customer Dispute | Settled | $106,628.00 | $0.00 | See FINRA Report |