Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Gerard Reilly | 2463762 | 8 | 10/07/2003 | Customer Dispute | Denied | $8,229.15 | $0.00 | See FINRA Report |
| Robert Franklin Stallworth | 2182881 | 1 | 09/26/2003 | Customer Dispute | Denied | $5,745.93 | $0.00 | See FINRA Report |
| Daniel Hipp | 2389144 | 1 | 09/17/2003 | Customer Dispute | Denied | $147,049.00 | $0.00 | See FINRA Report |
| Van Earl Jefferson | 2110342 | 1 | 09/15/2003 | Customer Dispute | Denied | $12,262.50 | $0.00 | See FINRA Report |
| Frank Peter Nowak | 1358407 | 2 | 09/02/2003 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Frank Peter Nowak | 1358407 | 2 | 08/27/2003 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Robert Frank Osterday | 1977629 | 1 | 08/19/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jack Alan Sapolsky | 1338925 | 15 | 08/06/2003 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| James Gary Johnson | 2168325 | 1 | 07/30/2003 | Customer Dispute | Denied | $32,958.70 | $0.00 | See FINRA Report |
| Dennis Joseph Sauvageau | 1269145 | 1 | 07/22/2003 | Customer Dispute | Settled | $45,900.00 | $0.00 | See FINRA Report |