Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Deepak R Shah | 2503014 | 6 | 02/27/2004 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Idris Merriman | 710059 | 2 | 02/18/2004 | Customer Dispute | Settled | $32,738.00 | $0.00 | See FINRA Report |
| John Stanley Cefalu | 1833338 | 1 | 02/03/2004 | Customer Dispute | Settled | $16,000.00 | $0.00 | See FINRA Report |
| Cyril Matthew Brennan | 2832031 | 1 | 01/22/2004 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Stephen James Carew | 2331593 | 1 | 01/21/2004 | Customer Dispute | Settled | $43,000.00 | $0.00 | See FINRA Report |
| Raman Kumar Pathik | 2251134 | 1 | 11/20/2003 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Margaret Adele Leon | 1103602 | 1 | 11/13/2003 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Kriss Kenneth Klaus | 1406503 | 1 | 10/30/2003 | Customer Dispute | Settled | $42,968.60 | $0.00 | See FINRA Report |
| Troy Lee Fields | 2584320 | 4 | 10/17/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jayaprakash Vasudevan | 2082086 | 1 | 10/07/2003 | Customer Dispute | Denied | $8,229.15 | $0.00 | See FINRA Report |