Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tyrone Alfonso Taylor | 1440652 | 3 | 07/19/2004 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| John Bradley | 1750555 | 3 | 07/19/2004 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| David James Lipsit | 1516159 | 1 | 06/08/2004 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Daniel Paul Defeo | 2337165 | 1 | 06/04/2004 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Eugene Smith | 1457408 | 1 | 05/12/2004 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Mark Noshir Hansotia | 2409073 | 1 | 05/12/2004 | Customer Dispute | Settled | $65,614.10 | $0.00 | See FINRA Report |
| Miguel Rico Fiel | 2014347 | 2 | 05/06/2004 | Customer Dispute | Denied | $19,400.90 | $0.00 | See FINRA Report |
| George Shashaty | 1983586 | 1 | 04/07/2004 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| Joshua Edgar Huffman | 1044130 | 1 | 04/07/2004 | Customer Dispute | Denied | $6,303.92 | $0.00 | See FINRA Report |
| Daniel Ray Hartley | 1141270 | 8 | 03/01/2004 | Customer Dispute | Denied | $53,829.00 | $0.00 | See FINRA Report |