Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Terry Lee Mentink | 1628828 | 3 | 03/30/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robyn Francine Croom | 2567179 | 1 | 03/17/2005 | Customer Dispute | Settled | $54,000.00 | $0.00 | See FINRA Report |
| Steven Terry Williams | 1494135 | 1 | 03/03/2005 | Customer Dispute | Settled | $18,500.00 | $0.00 | See FINRA Report |
| Oscar Alfonso | 1533222 | 8 | 02/23/2005 | Customer Dispute | Settled | $76,076.00 | $0.00 | See FINRA Report |
| Oscar Alfonso | 1533222 | 8 | 02/23/2005 | Customer Dispute | Settled | $43,675.00 | $0.00 | See FINRA Report |
| Deepak R Shah | 2503014 | 6 | 02/01/2005 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| James David Hill | 1176232 | 3 | 01/26/2005 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Richard Charles Ward | 2598797 | 3 | 12/16/2004 | Customer Dispute | Settled | $6,372.74 | $0.00 | See FINRA Report |
| Sean Lee Murphy | 1967346 | 2 | 12/14/2004 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Kenneth Wayne Mitchell | 862371 | 1 | 11/23/2004 | Customer Dispute | Settled | $272,000.00 | $0.00 | See FINRA Report |