Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Grant Mullin | 1460032 | 2 | 07/22/2005 | Customer Dispute | Settled | $19,200.00 | $0.00 | See FINRA Report |
| Nathaniel Robert Allen | 4388180 | 1 | 07/19/2005 | Customer Dispute | Settled | $10,500.00 | $0.00 | See FINRA Report |
| Philip Peter Saglembeni | 2728494 | 1 | 07/08/2005 | Customer Dispute | Settled | $19,421.00 | $0.00 | See FINRA Report |
| Matthew Paul Knable | 2568368 | 1 | 06/28/2005 | Customer Dispute | Settled | $6,181.00 | $0.00 | See FINRA Report |
| Latchmin Persaud | 4076691 | 2 | 06/08/2005 | Customer Dispute | Settled | $5,600.00 | $0.00 | See FINRA Report |
| Ann Marie Depoian | 4629164 | 2 | 05/24/2005 | Customer Dispute | Settled | $5,500.00 | $0.00 | See FINRA Report |
| Eric Simba Dobrin | 2647267 | 1 | 05/12/2005 | Customer Dispute | Settled | $10,463.00 | $0.00 | See FINRA Report |
| Marylinda Panasko | 1421414 | 1 | 04/28/2005 | Customer Dispute | Denied | $18,214.80 | $0.00 | See FINRA Report |
| Leonard Carl Allen McReynolds | 2522566 | 11 | 04/06/2005 | Customer Dispute | Closed-No Action | $11,000.00 | $0.00 | See FINRA Report |
| Terry Don Johnson | 1421377 | 1 | 04/05/2005 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |