Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Learun Charles | 1338965 | 1 | 11/01/2005 | Customer Dispute | Denied | $8,596.23 | $0.00 | See FINRA Report |
| Ketan Indulal Parekh | 2442308 | 1 | 10/28/2005 | Customer Dispute | Denied | $7,720.00 | $0.00 | See FINRA Report |
| Dorothelia Coley | 3071500 | 6 | 10/07/2005 | Customer Dispute | Settled | $6,955.00 | $0.00 | See FINRA Report |
| Jo G Holloman | 2196906 | 1 | 09/22/2005 | Customer Dispute | Final | $35,000.00 | $0.00 | See FINRA Report |
| Brenda Joy Immink | 2465815 | 1 | 09/20/2005 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Marie P Wilson | 2791456 | 1 | 09/14/2005 | Customer Dispute | Settled | $34,175.00 | $0.00 | See FINRA Report |
| Randy Dale Tindol | 2635227 | 2 | 09/14/2005 | Customer Dispute | Closed-No Action | $6,300.00 | $0.00 | See FINRA Report |
| Saul Custodio | 4362288 | 1 | 09/14/2005 | Customer Dispute | Settled | $34,175.00 | $0.00 | See FINRA Report |
| Jack Alan Sapolsky | 1338925 | 15 | 08/17/2005 | Customer Dispute | Settled | $135,000.00 | $0.00 | See FINRA Report |
| Jack Alan Sapolsky | 1338925 | 15 | 08/17/2005 | Customer Dispute | Settled | $165,000.00 | $0.00 | See FINRA Report |