Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kyle William McDaniel | 2734159 | 1 | 02/07/2006 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Jorge A Ramirez Rios | 1914348 | 2 | 02/06/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Lemmon Grosshans | 1905063 | 2 | 02/01/2006 | Customer Dispute | Settled | $9,730.00 | $0.00 | See FINRA Report |
| Joanne McConnell | 4998138 | 1 | 02/01/2006 | Customer Dispute | Settled | $1,000.00 | $0.00 | See FINRA Report |
| James Grant Mullin | 1460032 | 2 | 01/25/2006 | Customer Dispute | Settled | $27,820.00 | $0.00 | See FINRA Report |
| Earline Ella Stiltner | 1523879 | 4 | 01/17/2006 | Customer Dispute | Settled | $9,600.00 | $0.00 | See FINRA Report |
| Gregory Dale Vermeer | 2436933 | 1 | 12/19/2005 | Customer Dispute | Settled | $11,793.00 | $0.00 | See FINRA Report |
| Barry Michael Bellwood | 1333474 | 1 | 11/16/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jason Charles Gaisford | 2751828 | 1 | 11/09/2005 | Customer Dispute | Settled | $17,875.40 | $0.00 | See FINRA Report |
| Robert Maurice Shipp | 1728834 | 2 | 11/03/2005 | Customer Dispute | Denied | $74,283.00 | $0.00 | See FINRA Report |