Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ernesto Arcos | 5172063 | 1 | 07/18/2022 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Mojtaba Thomas Aminikharrazi | 2046680 | 2 | 07/11/2022 | Customer Dispute | Denied | $28,000.00 | $0.00 | See FINRA Report |
| Alvin Leroy Miller | 3248292 | 3 | 06/21/2022 | Customer Dispute | Settled | $17,275.20 | $0.00 | See FINRA Report |
| Eddie Espinoza | 5864799 | 1 | 05/13/2022 | Customer Dispute | Settled | $1,824.00 | $0.00 | See FINRA Report |
| Sabina McWhinney | 6124492 | 1 | 05/12/2022 | Customer Dispute | Closed-No Action | $75,000.00 | $0.00 | See FINRA Report |
| Cassandra Cortez | 6613398 | 1 | 05/11/2022 | Customer Dispute | Closed-No Action | $18,000.00 | $0.00 | See FINRA Report |
| Deepak R Shah | 2503014 | 6 | 05/09/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bryan Phillip Klingelhoets | 5423390 | 1 | 04/12/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Paul Chau Jiunn Shie | 2474913 | 1 | 04/10/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Lee Howard | 1211507 | 5 | 04/05/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |