Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Laderrek Tremayne Lee | 4138368 | 1 | 12/06/2006 | Customer Dispute | Settled | $8,400.00 | $0.00 | See FINRA Report |
| Jorge A Ramirez Rios | 1914348 | 2 | 12/04/2006 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Martin Romulo Flores | 2744739 | 2 | 11/28/2006 | Customer Dispute | Settled | $16,939.90 | $0.00 | See FINRA Report |
| Jatinder Kumar Bajaj | 1850365 | 1 | 11/07/2006 | Customer Dispute | Denied | $3,253.00 | $0.00 | See FINRA Report |
| Gurpreet Kaur-Singh | 2409031 | 3 | 08/28/2006 | Customer Dispute | Denied | $9,088.00 | $0.00 | See FINRA Report |
| Steven Jan Hecht | 1285014 | 3 | 08/23/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kaye Anne Hayes | 2024568 | 1 | 08/11/2006 | Customer Dispute | Settled | $9,235.00 | $0.00 | See FINRA Report |
| James Douglas Hicken | 2040641 | 1 | 07/31/2006 | Customer Dispute | Settled | $19,095.00 | $0.00 | See FINRA Report |
| Juvenal Rodrigues Gaspar | 2051498 | 2 | 07/31/2006 | Customer Dispute | Settled | $8,251.00 | $0.00 | See FINRA Report |
| Archie Stanley Magee | 3126590 | 1 | 07/19/2006 | Customer Dispute | Settled | $6,024.00 | $0.00 | See FINRA Report |