Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Clarence Dale Smith | 1810059 | 1 | 03/08/2007 | Customer Dispute | Settled | $22,707.00 | $0.00 | See FINRA Report |
| Neal Ian Gurfein | 2705834 | 1 | 02/14/2007 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Bonita Lynn Haubert | 1243407 | 2 | 02/05/2007 | Customer Dispute | Settled | $34,000.00 | $0.00 | See FINRA Report |
| Angela Nina Dimauro | 2120740 | 1 | 01/30/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Patrick Lee | 2552207 | 1 | 01/25/2007 | Customer Dispute | Withdrawn | $32,542.00 | $0.00 | See FINRA Report |
| Milagros Paviera Javellana | 1891828 | 1 | 01/19/2007 | Customer Dispute | Closed-No Action | $25,957.30 | $0.00 | See FINRA Report |
| Kurt Patrick McClelland | 2774313 | 1 | 01/10/2007 | Customer Dispute | Closed-No Action | $85,986.20 | $0.00 | See FINRA Report |
| Mark Anthony Vasapolli | 1590544 | 1 | 01/05/2007 | Customer Dispute | Settled | $7,053.00 | $0.00 | See FINRA Report |
| Robert George Williams | 1108711 | 3 | 01/02/2007 | Customer Dispute | Settled | $30,752.80 | $0.00 | See FINRA Report |
| Deepak R Shah | 2503014 | 6 | 12/06/2006 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |