Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kara Ann Dowers | 2618997 | 1 | 06/21/2007 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Dale Leroy Mathes | 1945297 | 1 | 06/12/2007 | Customer Dispute | Settled | $6,402.74 | $0.00 | See FINRA Report |
| Scott John Fletcher | 1784223 | 1 | 06/08/2007 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Gurpreet Kaur-Singh | 2409031 | 3 | 05/16/2007 | Customer Dispute | Settled | $8,030.00 | $0.00 | See FINRA Report |
| Galen Orlando Williams | 2801299 | 2 | 05/14/2007 | Customer Dispute | Settled | $5,680.00 | $0.00 | See FINRA Report |
| Richard Raymond Becker | 1091012 | 1 | 05/08/2007 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Terry Ural Lamar Stringham | 2020448 | 7 | 04/11/2007 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| Diane Miriam Robinson | 2959218 | 1 | 03/28/2007 | Customer Dispute | Settled | $11,192.30 | $0.00 | See FINRA Report |
| Richard Lester Griffin | 1069608 | 2 | 03/28/2007 | Customer Dispute | Settled | $11,000.00 | $0.00 | See FINRA Report |
| Deepak R Shah | 2503014 | 6 | 03/23/2007 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |