Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Henry Niggebrugge | 2654956 | 1 | 01/23/2008 | Customer Dispute | Settled | $6,486.40 | $0.00 | See FINRA Report |
| Rocco Stigliano | 2825559 | 3 | 12/19/2007 | Customer Dispute | Settled | $16,200.80 | $0.00 | See FINRA Report |
| Francis Scott Toohey | 1312425 | 2 | 12/19/2007 | Customer Dispute | Denied | $5,646.00 | $0.00 | See FINRA Report |
| Bobby Joe Redd | 2276900 | 5 | 11/27/2007 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Agya Ram Saini | 2278740 | 1 | 11/16/2007 | Customer Dispute | Settled | $11,000.00 | $0.00 | See FINRA Report |
| Donald Anthony Robinson | 1016506 | 1 | 10/29/2007 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Steven Ray Derstine | 4859206 | 3 | 10/22/2007 | Customer Dispute | Settled | $92,000.00 | $0.00 | See FINRA Report |
| Richard Lee Piper | 1562141 | 3 | 09/20/2007 | Customer Dispute | Settled | $7,727.57 | $0.00 | See FINRA Report |
| Charles Christopher Daniels | 4571277 | 1 | 09/04/2007 | Customer Dispute | Settled | $25,604.00 | $0.00 | See FINRA Report |
| Susie Harmon | 3204034 | 1 | 07/06/2007 | Customer Dispute | Settled | $25,736.00 | $0.00 | See FINRA Report |