Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
David Wayne Thomas | 4569879 | 2 | 03/26/2008 | Customer Dispute | Settled | $56,114.00 | $0.00 | See FINRA Report |
David Wayne Thomas | 4569879 | 2 | 03/26/2008 | Customer Dispute | Settled | $6,862.00 | $0.00 | See FINRA Report |
Scott Patterson Pinckard | 1135293 | 1 | 03/20/2008 | Customer Dispute | Settled | $14,012.80 | $0.00 | See FINRA Report |
Renee Gardin | 2958220 | 2 | 03/20/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Renee Gardin | 2958220 | 2 | 03/20/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
David Brian Collins | 1896854 | 1 | 03/19/2008 | Customer Dispute | Settled | $10,160.40 | $0.00 | See FINRA Report |
Eliezer David Katan | 2739962 | 2 | 03/17/2008 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
Douglas Earl Gentry | 1958376 | 1 | 03/07/2008 | Customer Dispute | Denied | $5,805.00 | $0.00 | See FINRA Report |
Thomas David Landrum | 1039038 | 2 | 02/18/2008 | Customer Dispute | Closed-No Action | $110,000.00 | $0.00 | See FINRA Report |
Sherry Lynne Rager | 3061415 | 1 | 02/15/2008 | Customer Dispute | Settled | $2,332.00 | $0.00 | See FINRA Report |