Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony Joseph Carlino | 1681752 | 1 | 06/13/2008 | Customer Dispute | Closed-No Action | $52,225.70 | $0.00 | See FINRA Report |
| Kyle Gordon Roberts | 4470866 | 2 | 06/09/2008 | Customer Dispute | Settled | $54,197.30 | $0.00 | See FINRA Report |
| Steven Jan Hecht | 1285014 | 3 | 05/27/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peggy Lee Anderson | 1289078 | 1 | 04/29/2008 | Customer Dispute | Closed-No Action | $16,000.00 | $0.00 | See FINRA Report |
| Rethenia Brown | 2306051 | 1 | 04/17/2008 | Customer Dispute | Settled | $46,838.60 | $0.00 | See FINRA Report |
| Marlon John Joseph | 4228031 | 4 | 04/17/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Marlon John Joseph | 4228031 | 4 | 04/17/2008 | Customer Dispute | Closed-No Action | $58,426.40 | $0.00 | See FINRA Report |
| Daniel Ray Hartley | 1141270 | 8 | 04/12/2008 | Customer Dispute | Settled | $9,500.00 | $0.00 | See FINRA Report |
| Columbus Austin Pollard | 1430893 | 1 | 04/09/2008 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |
| Paul William Sinofsky | 1396282 | 1 | 03/26/2008 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |