Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Wayne Rabenold | 2322718 | 4 | 09/12/2008 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| William Jr Naranjo | 4764032 | 1 | 09/12/2008 | Customer Dispute | Settled | $6,418.00 | $0.00 | See FINRA Report |
| Michael Lee Wells | 1217410 | 17 | 09/03/2008 | Customer Dispute | Settled | $31,000.00 | $0.00 | See FINRA Report |
| Todd Daniel Basler | 2364836 | 1 | 08/12/2008 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| Pedro Quento Dash | 2875846 | 1 | 07/28/2008 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |
| Bart Fredric Vannucci | 2202081 | 1 | 07/16/2008 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |
| Glenn Robert Westfall | 1067623 | 1 | 07/15/2008 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Ernest Durazo Escarcega | 1450851 | 2 | 07/14/2008 | Customer Dispute | Settled | $81,120.00 | $0.00 | See FINRA Report |
| Philip Joseph Primeau | 2033709 | 2 | 06/26/2008 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
| Brian Paul Kopilak | 4788278 | 1 | 06/20/2008 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |