Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Victoria Leonard | 1630322 | 2 | 01/22/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Emmanuel Odartey Blankson | 1538985 | 1 | 12/19/2008 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Jay Lewis Barringer | 4071611 | 2 | 12/11/2008 | Customer Dispute | Closed-No Action | $75,000.00 | $0.00 | See FINRA Report |
| David Stephen Wolfe | 1337966 | 1 | 12/08/2008 | Customer Dispute | Settled | $17,175.50 | $0.00 | See FINRA Report |
| Cynthia Fay Spinning | 5033218 | 1 | 11/18/2008 | Customer Dispute | Denied | $5,250.00 | $0.00 | See FINRA Report |
| Richard Todd Parr | 2990791 | 1 | 11/18/2008 | Customer Dispute | Settled | $76,316.80 | $0.00 | See FINRA Report |
| Willie Albert Norman | 2624726 | 7 | 11/05/2008 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Vincent Herbert Costello | 2067523 | 1 | 10/27/2008 | Customer Dispute | Settled | $35,792.30 | $0.00 | See FINRA Report |
| Robert Maurice Shipp | 1728834 | 2 | 10/20/2008 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Ubaid Gibson | 3106878 | 1 | 10/17/2008 | Customer Dispute | Denied | $7,006.42 | $0.00 | See FINRA Report |