Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank George Pawlowski | 4325634 | 1 | 03/27/2009 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| William H Dycus | 1925283 | 2 | 03/25/2009 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| William H Dycus | 1925283 | 2 | 03/25/2009 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Ronald Paul Weber | 1587345 | 2 | 03/17/2009 | Customer Dispute | Settled | $16,860.00 | $0.00 | See FINRA Report |
| Jay Lewis Barringer | 4071611 | 2 | 03/03/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Enoch Fredrick Chatman | 4202601 | 2 | 03/02/2009 | Customer Dispute | Settled | $7,612.00 | $0.00 | See FINRA Report |
| William Francis Forester | 4661109 | 2 | 03/02/2009 | Customer Dispute | Withdrawn | $135,083.00 | $0.00 | See FINRA Report |
| Buford Wendell Ford | 2599274 | 12 | 02/19/2009 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Donald Joseph Oliphant | 2065228 | 2 | 02/12/2009 | Customer Dispute | Denied | $80,766.10 | $0.00 | See FINRA Report |
| Barbara Jo Adams | 2938306 | 1 | 01/29/2009 | Customer Dispute | Settled | $16,060.00 | $0.00 | See FINRA Report |