Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Lawrence Robertson | 1682287 | 1 | 10/15/2009 | Customer Dispute | Settled | $36,000.00 | $0.00 | See FINRA Report |
| Marjorie Loretta Reid | 2296644 | 2 | 08/13/2009 | Customer Dispute | Settled | $150,632.00 | $0.00 | See FINRA Report |
| George Algirdas Kuzmickas | 1578356 | 1 | 07/28/2009 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Steven Ray Derstine | 4859206 | 3 | 07/13/2009 | Customer Dispute | Settled | $530,000.00 | $0.00 | See FINRA Report |
| Bernard Joseph Reitman | 2402701 | 2 | 06/11/2009 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Mojtaba Thomas Aminikharrazi | 2046680 | 2 | 06/10/2009 | Customer Dispute | Settled | $45,342.40 | $0.00 | See FINRA Report |
| George Emerson Riley | 2075153 | 5 | 04/14/2009 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Nicholas Raymond Simque | 2956188 | 1 | 04/01/2009 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| William James Murphy | 1059574 | 1 | 04/01/2009 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
| Mark Alan Hiatt | 1853334 | 2 | 03/31/2009 | Customer Dispute | Denied | $62,000.00 | $0.00 | See FINRA Report |