Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michelle Newell | 6135113 | 1 | 04/24/2021 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Bryan David Wilson | 4039918 | 2 | 03/26/2021 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Calvin Franklin | 2496437 | 6 | 03/04/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Vernon Morris Syverson | 2825693 | 1 | 03/02/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Anthony Arthur Kayser | 1350071 | 2 | 02/10/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Phil Donahue | 1206346 | 2 | 11/30/2020 | Customer Dispute | Settled | $131,884.00 | $0.00 | See FINRA Report |
Ashley Myles Upson | 5231420 | 2 | 10/09/2020 | Customer Dispute | Closed-No Action | $3,200.00 | $0.00 | See FINRA Report |
Rubbe Cesar | 2305550 | 1 | 07/29/2020 | Customer Dispute | Closed-No Action | $6,595.21 | $0.00 | See FINRA Report |
Paul Linn Woodard | 2496392 | 2 | 06/29/2020 | Customer Dispute | Closed-No Action | $41,000.00 | $0.00 | See FINRA Report |
Edward Eugene Colley | 1395769 | 1 | 06/05/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |