Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Darwin Adolfo Morales | 6234761 | 1 | 03/10/2023 | Customer Dispute | Settled | $17,416.40 | $0.00 | See FINRA Report |
| Steven Nicholas Sacoolas | 2404253 | 1 | 03/07/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Michael Gray | 3223176 | 3 | 02/22/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Juvenal Rodrigues Gaspar | 2051498 | 2 | 02/12/2023 | Customer Dispute | Settled | $63,000.00 | $0.00 | See FINRA Report |
| Lanita Renee MacK Nelson | 6263544 | 2 | 02/10/2023 | Customer Dispute | Settled | $20,944.10 | $0.00 | See FINRA Report |
| Galen Orlando Williams | 2801299 | 2 | 01/23/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony Lejambre Dorsey | 3196293 | 1 | 01/04/2023 | Customer Dispute | Settled | $31,131.70 | $0.00 | See FINRA Report |
| Mark Oscar Pollmann | 2551674 | 1 | 09/27/2022 | Customer Dispute | Settled | $54,821.00 | $0.00 | See FINRA Report |
| Phillip Alan Chatoff | 4638923 | 1 | 08/20/2022 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Robert Alan Farrar | 2491805 | 1 | 08/17/2022 | Customer Dispute | Denied | $30,434.50 | $0.00 | See FINRA Report |