Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Ike Awagu | 2665392 | 1 | 05/07/2010 | Customer Dispute | Settled | $94,000.00 | $0.00 | See FINRA Report |
| Michael Lee Wells | 1217410 | 17 | 04/23/2010 | Customer Dispute | Closed-No Action | $56,551.00 | $0.00 | See FINRA Report |
| Rowan McClendon | 1241515 | 2 | 03/03/2010 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Tyrone Alfonso Taylor | 1440652 | 3 | 02/25/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Brutus Hoovermichael Gorum | 2707326 | 2 | 02/09/2010 | Customer Dispute | Denied | $330.00 | $0.00 | See FINRA Report |
| Stephen Patrick Flynn | 2125315 | 4 | 02/08/2010 | Customer Dispute | Closed-No Action | $370,000.00 | $0.00 | See FINRA Report |
| Robert Lynn Alexander | 2389020 | 2 | 02/08/2010 | Customer Dispute | Settled | $31,000.00 | $0.00 | See FINRA Report |
| Allen David Vela | 2560988 | 1 | 01/08/2010 | Customer Dispute | Denied | $47,612.70 | $0.00 | See FINRA Report |
| Esther Martinez Baldivia | 2010178 | 1 | 11/16/2009 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Terry Ural Lamar Stringham | 2020448 | 7 | 10/30/2009 | Customer Dispute | Settled | $20,496.00 | $0.00 | See FINRA Report |