Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rita Joann Shutters | 1677325 | 2 | 01/18/2011 | Customer Dispute | Settled | $16,500.00 | $0.00 | See FINRA Report |
| Ralph Leroy Dougherty | 1107011 | 1 | 12/28/2010 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Randy Allan Norman | 1128167 | 1 | 12/09/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Christopher Jon Gendreau | 1337400 | 1 | 11/29/2010 | Customer Dispute | Settled | $21,000.00 | $0.00 | See FINRA Report |
| Kristie Ann Szejbach | 4264273 | 1 | 09/01/2010 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Michael Steven Szejbach | 4725112 | 1 | 09/01/2010 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Jeffrey Lynn Richards | 5265551 | 1 | 07/23/2010 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Calvin Franklin | 2496437 | 6 | 07/08/2010 | Customer Dispute | Settled | $26,000.00 | $0.00 | See FINRA Report |
| Philip Wayne Vidrine | 1089635 | 2 | 06/04/2010 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Philip Wayne Vidrine | 1089635 | 2 | 06/04/2010 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |