Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shanika Alfreda Santos | 4122758 | 3 | 05/17/2011 | Customer Dispute | Settled | $93,000.00 | $0.00 | See FINRA Report |
| Chris Scott Howard | 1523819 | 8 | 05/04/2011 | Customer Dispute | Settled | $37,570.00 | $0.00 | See FINRA Report |
| Richard Russell Saavedra | 4399509 | 4 | 05/02/2011 | Customer Dispute | Settled | $5,649.00 | $0.00 | See FINRA Report |
| James David Hill | 1176232 | 3 | 04/29/2011 | Customer Dispute | Settled | $10,286.60 | $0.00 | See FINRA Report |
| Sherry Bass | 2571830 | 1 | 04/13/2011 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Ryan James Elliott | 2754193 | 1 | 04/12/2011 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Michael Lee Wells | 1217410 | 17 | 04/11/2011 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Steven J Costa | 5429524 | 1 | 03/30/2011 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Adina Marie Lavoie | 5575946 | 1 | 02/22/2011 | Customer Dispute | Settled | $5,500.00 | $0.00 | See FINRA Report |
| Robert Eugene Gastellum | 1572112 | 1 | 02/17/2011 | Customer Dispute | Settled | $5,001.00 | $0.00 | See FINRA Report |