Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chris Scott Howard | 1523819 | 8 | 11/04/2011 | Customer Dispute | Settled | $1,800,000.00 | $0.00 | See FINRA Report |
| Chris Scott Howard | 1523819 | 8 | 11/04/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Chris Scott Howard | 1523819 | 8 | 11/04/2011 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Chris Scott Howard | 1523819 | 8 | 11/04/2011 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Michael Thomas Freda | 1697812 | 4 | 10/26/2011 | Customer Dispute | Settled | $56,247.10 | $0.00 | See FINRA Report |
| Marguerite Senger | 1811510 | 1 | 10/12/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Roman Koles | 5411393 | 1 | 10/03/2011 | Customer Dispute | Closed-No Action | $7,200.00 | $0.00 | See FINRA Report |
| John Love | 2342563 | 1 | 07/13/2011 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| Ira Steven McSweeney | 2744974 | 3 | 06/08/2011 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Alice Yvonne Mitchell | 2361987 | 1 | 05/17/2011 | Customer Dispute | Closed-No Action | $7,500.00 | $0.00 | See FINRA Report |