Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gloria Terry Sweet | 1485395 | 1 | 02/28/2012 | Customer Dispute | Settled | $840,000.00 | $0.00 | See FINRA Report |
| Ricardo Sanchez | 2341541 | 6 | 02/06/2012 | Customer Dispute | Settled | $950,000.00 | $0.00 | See FINRA Report |
| Allan Gordy Gordon Bohannon | 1132009 | 1 | 01/30/2012 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Aubrey Middleton | 4038574 | 2 | 01/17/2012 | Customer Dispute | Settled | $650,000.00 | $0.00 | See FINRA Report |
| Brenda Lynn Mejia | 3061717 | 1 | 12/12/2011 | Customer Dispute | Settled | $39,953.90 | $0.00 | See FINRA Report |
| Chris Scott Howard | 1523819 | 8 | 12/05/2011 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Randall Lee Rader | 1076378 | 1 | 11/22/2011 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Steven Allen Splittstoesser | 4787450 | 1 | 11/22/2011 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Kelly Eugene Case | 2359542 | 1 | 11/09/2011 | Customer Dispute | Settled | $8,318.70 | $0.00 | See FINRA Report |
| Chris Scott Howard | 1523819 | 8 | 11/04/2011 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |