Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Francis Michael Fontana | 1490659 | 1 | 06/01/2012 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Gurpreet Kaur-Singh | 2409031 | 3 | 05/25/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Anthony Zitnick | 1614406 | 2 | 05/16/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Randy Darren Cole | 4777219 | 2 | 05/08/2012 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Evelyn Quinoa | 4593746 | 2 | 05/07/2012 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Jan Barry Scher | 1430937 | 11 | 04/27/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Seth Matthew Monroe | 5438491 | 3 | 04/25/2012 | Customer Dispute | Denied | $500.00 | $0.00 | See FINRA Report |
| Rene Martin Lopez | 2648486 | 1 | 04/25/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Ray Hartley | 1141270 | 8 | 03/13/2012 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Steven Donald McKillican | 4285479 | 2 | 03/06/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |