Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Buford Wendell Ford | 2599274 | 12 | 09/12/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Derwin Winfield Stoddard | 3100852 | 1 | 09/10/2012 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
Daryl C Druktenis | 3077964 | 1 | 08/28/2012 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
David Charles Terrian | 2333949 | 1 | 08/13/2012 | Customer Dispute | Denied | $603.66 | $0.00 | See FINRA Report |
Joseph Dominic Vaglica | 2795673 | 2 | 08/06/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Kevin Martin Marujo | 4220973 | 1 | 07/31/2012 | Customer Dispute | Settled | $1,650.00 | $0.00 | See FINRA Report |
Buford Wendell Ford | 2599274 | 12 | 07/17/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Bruce Edward Huckle | 868582 | 1 | 07/02/2012 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
Johsalyn Esoquel Foster-Muhammad | 5038732 | 3 | 06/29/2012 | Customer Dispute | Settled | $322,605.00 | $0.00 | See FINRA Report |
Charles Michael Morris | 5037033 | 6 | 06/12/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |