Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rickey Les Allman | 1111252 | 1 | 09/23/2013 | Customer Dispute | Settled | $14,613.00 | $0.00 | See FINRA Report |
| Ricardo Sanchez | 2341541 | 6 | 09/03/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lillian Theresa Cucuzza | 1500776 | 1 | 08/24/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Michael Morris | 5037033 | 6 | 06/13/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Guillermo Olmedillo | 4346278 | 1 | 06/11/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Rocco Stigliano | 2825559 | 3 | 06/05/2013 | Customer Dispute | Settled | $127.56 | $0.00 | See FINRA Report |
| Jon Albert Sedlacek | 4562791 | 1 | 04/19/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Gregory Blair Fitzpatrick | 209148 | 2 | 04/03/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Lee Wells | 1217410 | 17 | 03/07/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Byron Dowell | 4701670 | 4 | 03/07/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |