Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Deepak R Shah | 2503014 | 6 | 05/09/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bryan Phillip Klingelhoets | 5423390 | 1 | 04/12/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Paul Chau Jiunn Shie | 2474913 | 1 | 04/10/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Lee Howard | 1211507 | 5 | 04/05/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Lee Howard | 1211507 | 5 | 04/05/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| George Russell Jones | 1245462 | 4 | 03/17/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Eddie Suarez | 2938893 | 1 | 02/09/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Angelito Calixto Eusebio | 2621212 | 1 | 09/15/2021 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jorge Verdugo | 1796500 | 3 | 09/03/2021 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Stephanie Antina Lampley | 2008865 | 3 | 07/14/2021 | Customer Dispute | Settled | $5,709.00 | $0.00 | See FINRA Report |