Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elizabeth Walcott Pinkston | 5974056 | 2 | 11/07/2023 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ashley Myles Upson | 5231420 | 3 | 09/21/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Pamela Anne Trone | 5113553 | 1 | 09/08/2023 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Kimberly Kendrick Morrow | 2872825 | 1 | 08/09/2023 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Herman Nathaniel Hague | 2804356 | 1 | 04/28/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nick Jerry Therrien | 4468021 | 1 | 04/26/2023 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Harold Ray Caldwell | 6061663 | 1 | 04/25/2023 | Customer Dispute | Denied | $15,845.50 | $0.00 | See FINRA Report |
| Mark Evan Tangen | 3193834 | 1 | 04/20/2023 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Davie B Ambrose | 1580051 | 3 | 04/02/2023 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Charles A Negrete | 4369651 | 1 | 03/27/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |