Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lourdes Pilar Alemany Pons | 1651891 | 1 | 04/02/2014 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Lee Wells | 1217410 | 17 | 04/01/2014 | Customer Dispute | Pending | $15,000.00 | $0.00 | See FINRA Report |
| Donald Joseph Oliphant | 2065228 | 2 | 03/18/2014 | Customer Dispute | Settled | $32,660.50 | $0.00 | See FINRA Report |
| Leonard Carl Allen McReynolds | 2522566 | 11 | 02/28/2014 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Donald Allen Miller | 1266201 | 1 | 12/04/2013 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Michael Lee Wells | 1217410 | 17 | 11/18/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Byron Dowell | 4701670 | 4 | 11/18/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Michael Morris | 5037033 | 6 | 11/18/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Michael Morris | 5037033 | 6 | 11/18/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Michael Morris | 5037033 | 6 | 11/18/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |